Alena Lappo (2019). Sampling of country case studies using QCA approach
Applying QCA to sampling? Pros and Cons.
How often have you been presented with the challenge of sampling? As a true evaluator, you know that sampling is an important factor in the evaluation’s design, which greatly determines the accuracy of the analysis and recommendations. This blog post illustrates how the crisp-set QCA technique was adapted to serve as a sampling strategy for qualitative data collection and analysis for a large FAO strategic programme. While the application of QCA was used to pro vide additional rigor to the evaluation and help maximize the diversity of programme countries at the lowest possible cost, the techniques has has its limitations and may not appropriate in all circumstances.
Why did I decide to apply QCA to sampling at the first place?
In 2017, as a part of a team of specialists, I evaluated an FAO strategic programme consisting of some 700 projects amounting to USD585 million. The evaluation aimed at determining FAO’s contribution to food security and nutrition policies within 167 countries of intervention. As it often happens, available human and financial resources assigned for this evaluation did not allow us to visit all these countries for a detailed evaluation of projects. Naturally, the evaluation team was looking for a sampling method that would allow maximizing heterogeneity of programme countries at the lowest possible cost (low number of case studies). Qualitative Comparative Analysis (QCA) appeared appropriate for the defined goal.
What is QCA?
QCA is a social sciences method introduced for the first time by Charles Ragin in 1987. It is a research approach that helps describe and analyze complex causal pathways and interactions among causal factors. At the same time, QCA is an analytical technique, which finds empirical patterns in the data, an aspect very similar to quantitative variable-oriented techniques of data analysis. The particularity of QCA, therefore, is that it combines the depth of qualitative information with the rigor of quantitative methods, and allows the process and findings to be replicated and generalized to other contexts. While it has been widely used in the academic world, the method has only recently been applied to evaluation. Among useful resources on QCA for evaluation is Barbara Befani’s guide on evaluating dev elopment interventions with qualitative comparative analysis . BetterEvaluation also provide some references on the application of QCA in evaluation.
How did we apply QCA to sampling in the evaluation?
We applied QCA to sampling in evaluation firstly by identifying an “outcome of interest” specific to our research. In the case of the FAO evaluation in question, the outcome of interest was defined as “member countries substantially improved policies, laws and regulations and allocation of funds for eradiation of hunger, food insecurity and malnutrition.” As a second step, we created a working hypothesis regarding the factors that influence the outcome and FAO’s performance and results at country level, using in-depth desk review, preliminary interviews with key informants and the evaluation Theory of Change. These factors included external outcome-enabling factors, the wider development context, and FAO internal outcome enabling factors related to FAO programmes grouped into “earlier support” and “new support”. The development context data was initially collected with the scales assigned by the data source, while FAO-specific data was carefully compared across countries and qualitatively assigned a score or a benchmark (“calibration”). All the factor scales were further calibrated and categorized using a binary scale of “present” or “absent,” the measurement known as a crisp-set QCA technique. Then QCA procedure run and all factors with a binary scale were presented in a Truth Table to allow grouping of countries into profiles sharing the same combination of factors (Table 3).The analysis identified 17 different country profiles, out of which a sample of 9 CCS were selected (for more details on the process please refer to the methodological note).
While the application of the QCA technique was used to provide additional rigor to the evaluation and help maximizing the diverseness of programme countries at the lowest possible cost, the technique has its challenges and limitations.
- Consistent data on sufficient number of most relevant factors
While selecting and collecting data on factors influencing the outcome, it is important to ensure consistent data with no gaps. In theory-based evaluations, it is suggested to rely on a strong and detailed theory of change for more precise selection of relevant factors. Being overambitious in our research, we initially collected data on a multitude of factors and eventually illuminated some of them due to data gaps for some countries. Then we needed to prioritize certain factors over others or further aggregate them to have a manageable number of combinations in a final Truth Table. Revisiting the theory of change reconstructed for the evaluation was useful in this task.
- Search for optimal benchmarks during calibration process
The calibration process of the data sets and the synthetization of the qualitative data into scores in QCA removes some of the details and nuances from qualitative information. To reflect practical decision-making realities while assigning scales to factors, we used a “crisp-set” QCA technique. . Assignment of the optimal rubrics for scores defining the presence or absence for this technique presented a challenge for our team as well. We tried multiple options and collected the views of stakeholders involved to reduce subjectivity. For this reason, in some instances, “fuzzy set” QCA allowing multiple scales during calibration process might be considered as more appropriate as opposed to a crisp-set QCA applying binary scale.
- Interpretation of results
While consulting the results of the analysis presented in the final Truth Table to eventually assign country visits according to profiles, it was essential to refer to the original data to avoid some possible pitfalls in its interpretation due to the above-mentioned sensitization of qualitative data during the calibration process.
It is important to assign sufficient time and human resources for sampling through QCA. It took about two months for three FAO team members to collect data, run the analysis and interpret its results. In addition, financial resources should be considered. The results of the analysis identified nine different profiles out of which countries should have been selected. However, the evaluation budget allowed visiting only six countries while the remaining three countries were assigned to desk country case studies.
For all thesereason, it may be necessary for a range of sampling strategies to be considered depending on the particular research agenda, evaluation questions, characteristics of programmes and resources available to conduct the evaluation.
QCA sampling and the wider evaluation community
In 2018, I highlighted the main takeaways from applying QCA to sampling while presenting the results at the session for young and emerging evaluators during the European Evaluation Society (EES) biannual conference in Thessaloniki. The feedback gathered from experts and experienced evaluators on the presentation was particularly important for me as it allowed a discussion on the perceived benefits and limitations of the method identified during my first experience of applying QCA to sampling.
The Thessaloniki discussion continued during the United Nations Evaluation Group (UNEG) week in Nairobi in May 2019 where one of the evaluation practice exchange sessions on methods provided the stage for a further debate of the application of QCA, including to sampling. This discussion further expanded on the challenges and lessons learnt originally identified in the presentation I delivered in Thessaloniki.
While certainly not a panacea in every situation, I believe the application of QCA to sampling has added to the toolbox of current and prospective evaluators and we will continue hearing about it over the course of the next few years.
The blog is based on the methodological note presented at the EES Conference 2018 in Thessaloniki, accessible here:
More FAO evaluations could be consulted here: http://www.fao.org/evaluation/en/
 The three FAO internal evaluators were Olivie Cossee, Senior Evaluation Officer; Veridiana Mansour Mendez, Evaluation Officer; and Alena Lappo, Evaluation Consultant
 Evaluation of FAO Strategic Objective 1: Contribute to the eradication of hunger, food insecurity and malnutrition. FAO. Rome. 2018. http://www.fao.org/3/I9572EN/i9572en.pdf
 Wagemann C., and Schneider C.Q. Standards of Good Practices in Qualitative Comparative Analyais (QCA) and Fuzzy-Sets. Comparative Sociology, Volume 9, Issue 3, p. 397 – 418. 2010.